1 417 Posti di lavoro per Compliance Officer in Italia

Job Opportunity

Legal Specialist Position

The role of a Legal Specialist involves ensuring compliance with regulatory requirements and company policies throughout the organization's operations.

• Review and analyze contracts, agreements, and other legal documents to guarantee adherence to relevant laws and regulations.
• Maintain effective relationships with external counsel, regulatory bodies, and stakeholders to address legal issues and emerging trends.
• Provide guidance on compliance matters, including employment law, data protection, and environmental regulations.

This position requires in-depth knowledge of international laws and regulations, as well as excellent communication and interpersonal skills. The ideal candidate will be able to work independently and collaboratively within a dynamic team environment.

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities:

• Ensure that the Italian business of Capital.com (Branch and cross border services offered in Italy from the Headquarter) is conducted in compliance with the Italian regulation and accordingly to Group's Compliance standards.
• Provide support and advice in relation to extraordinary transactions of any kind and projects to implement new products/services/markets, and liaising with the internal departments.
• Monitor of regulatory developments applicable to the Italian branch.
• Provide support and guidance for the implementation of regulations.
• Participate in the Compliance Risk Assessment ensuring effective contribution in assessing Compliance risks including support due to define second level controls.
• Provide assistance and advice to the Broker top management and to the departments involved in the brokerage business.
• Write opinions or answers to questions on legislative interpretation in the area of competence.
• Support in preparation and amendment of contracts with retail and institutional customers on financial services and products related to compliance themes, review of contracts with strategies partners such as issuers of financial instruments and products (e.g. confidentiality agreements and memorandum of understanding, placement agreements/distribution agreements for financial products) in the area of competence, taking into account the applicable regulations, interpretations provided by the competent authority or opinions expressed by the relevant trade associations and the compliance department.

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities:

• Ensure that the Italian business of Capital.com (Branch and cross border services offered in Italy from the Headquarter) is conducted in compliance with the Italian regulation and accordingly to Group's Compliance standards.
• Provide support and advice in relation to extraordinary transactions of any kind and projects to implement new products/services/markets, and liaising with the internal departments.
• Monitor of regulatory developments applicable to the Italian branch.
• Provide support and guidance for the implementation of regulations.
• Participate in the Compliance Risk Assessment ensuring effective contribution in assessing Compliance risks including support due to define second level controls.
• Provide assistance and advice to the Broker top management and to the departments involved in the brokerage business.
• Write opinions or answers to questions on legislative interpretation in the area of competence.
• Support in preparation and amendment of contracts with retail and institutional customers on financial services and products related to compliance themes, review of contracts with strategies partners such as issuers of financial instruments and products (e.g. confidentiality agreements and memorandum of understanding, placement agreements/distribution agreements for financial products) in the area of competence, taking into account the applicable regulations, interpretations provided by the competent authority or opinions expressed by the relevant trade associations and the compliance department.

• Bachelor's degree in Business Administration, Law, Finance, Economics or a related field.
• At least 3 years of experience in a similar position either in a compliance department within the Forex sector or a relevant compliance consulting firm.
• Strong understanding of relevant industry regulations, standards, and best practices.
• Exceptional analytical skills with the ability to interpret complex data and draw meaningful insights.
• Fluency in English is a must.
• Excellent written and verbal communication skills for preparing reports, presenting findings, and collaborating with diverse stakeholders.
• Proficiency in using compliance management software and tools.
• Ability to work independently, prioritize tasks, and manage multiple projects simultaneously.
• High ethical standards and a commitment to maintaining confidentiality.
• Strong interpersonal skills to effectively collaborate with colleagues at all levels of the organization.

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock.
• Annual Performance Bonus: Your hard work doesn't go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we've got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all underpinned by our Rethink Everything philosophy. Our colleagues are the foundation of our success. We employ people at different life stages, from graduates to executive level leaders. The one thing they all have in common is that they seek to challenge the status quo, are imaginative and have the ability to offer a fresh perspective.

Lombard Odier (Europe) SA (further: “LOESA”) is looking for a Compliance Officer to manage the compliance topics of the Italian branch, based in Milan, and the LOESA head-office compliance activities.

Compliance function Italian Branch only

• Act as MLRO (Money Laundering Responsible Officer) of the branch towards the local authorities
• Interpret Italian compliance regulations, in particular related to investment compliance, conduct training, and disseminate appropriate compliance awareness/policies to staff
• Be the point of contact with the Italian supervisory authorities in the areas of compliance
• Focal point for all requests related to Bank of Italy, Consob, and Agenzia delle Entrate regulatory reporting

Compliance function Italian & Luxembourgish Branch

• Validation of clients in the onboarding of Private Banking clients
• Regular review of PEPs / Very High risk / High-risk clients and present to the appropriate body
• Provide advice in relation to the business units and manage re-classification requests
• Provide advice and support, in relation to all AML matters, to: Front Office, Credit department, Client Lifecycle Management, and other teams in relation to joint functions
• Provide necessary support to Audit and Operational risk, ensure effective and timely implementation of audit issues
• Ensure update of AML / CTF related policies / procedures and provide input to other policies / procedures where compliance expertise is required
• Cooperate with the Front Office in a timely manner to adhere to both regulatory and policy requirements while considering business objectives
• Ensure keeping an orderly audit trail of activities and escalating violations

• Bachelor's or Master's Degree in Law or Economics
• 7-10 years’ experience as compliance advisor, lawyer, or senior compliance executive (prior experience in investment compliance is key)
• Excellent drafting and analytical skills
• Strong sense of initiative with the ability to develop “work-around” solutions
• Strong commercial understanding and approach
• Flexible, results-oriented, motivated, and task-focused with the ability to meet tight deadlines
• Excellent written and verbal communication skills
• Excellent organizational skills
• Proficiency in Italian and English is a must; any other language (like French) is an advantage

If you recognize yourself in this description, then please do apply. We look forward to hearing from you.

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

• Ensure that the Italian business of Capital.com (Branch and cross border services offered in Italy from the Headquarter) is conducted in compliance with the Italian regulation and accordingly to Group’s Compliance standards.
• Provide support and advice in relation to extraordinary transactions of any kind and projects to implement new products/services/markets, and liaising with the internal departments.
• Monitor of regulatory developments applicable to the Italian branch.
• Provide support and guidance for the implementation of regulations.
• Participate in the Compliance Risk Assessment ensuring effective contribution in assessing Compliance risks including support due to define second level controls.
• Provide assistance and advice to the Broker top management and to the departments involved in the brokerage business.
• Write opinions or answers to questions on legislative interpretation in the area of competence.
• Support in preparation and amendment of contracts with retail and institutional customers on financial services and products related to compliance themes, review of contracts with strategies partners such as issuers of financial instruments and products (e.g. confidentiality agreements and memorandum of understanding, placement agreements/distribution agreements for financial products) in the area of competence, taking into account the applicable regulations, interpretations provided by the competent authority or opinions expressed by the relevant trade associations and the compliance department.

• Bachelor’s degree in Business Administration, Law, Finance, Economics or a related field.
• At least 3 years of experience in a similar position either in a compliance department within the Forex sector or a relevant compliance consulting firm.
• Strong understanding of relevant industry regulations, standards, and best practices.
• Exceptional analytical skills with the ability to interpret complex data and draw meaningful insights.
• Fluency in English and Italian.
• Excellent written and verbal communication skills for preparing reports, presenting findings, and collaborating with diverse stakeholders.
• Proficiency in using compliance management software and tools.
• Ability to work independently, prioritize tasks, and manage multiple projects simultaneously.
• High ethical standards and a commitment to maintaining confidentiality.
• Strong interpersonal skills to effectively collaborate with colleagues at all levels of the organization.

• Competitive Salary:We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony:Join a company that genuinely cares aboutyou —because your life outside of work matters just as much as your time on the clock.#LI-Hybrid
• Annual Performance Bonus:Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off:Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program:Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits:From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland:Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days:Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities:

• Ensure that the Italian business of Capital.com (Branch and cross border services offered in Italy from the Headquarter) is conducted in compliance with the Italian regulation and accordingly to Group's Compliance standards.
• Provide support and advice in relation to extraordinary transactions of any kind and projects to implement new products/services/markets, and liaising with the internal departments.
• Monitor of regulatory developments applicable to the Italian branch.
• Provide support and guidance for the implementation of regulations.
• Participate in the Compliance Risk Assessment ensuring effective contribution in assessing Compliance risks including support due to define second level controls.
• Provide assistance and advice to the Broker top management and to the departments involved in the brokerage business.
• Write opinions or answers to questions on legislative interpretation in the area of competence.
• Support in preparation and amendment of contracts with retail and institutional customers on financial services and products related to compliance themes, review of contracts with strategies partners such as issuers of financial instruments and products (e.g. confidentiality agreements and memorandum of understanding, placement agreements/distribution agreements for financial products) in the area of competence, taking into account the applicable regulations, interpretations provided by the competent authority or opinions expressed by the relevant trade associations and the compliance department.

• Bachelor's degree in Business Administration, Law, Finance, Economics or a related field.
• At least 3 years of experience in a similar position either in a compliance department within the Forex sector or a relevant compliance consulting firm.
• Strong understanding of relevant industry regulations, standards, and best practices.
• Exceptional analytical skills with the ability to interpret complex data and draw meaningful insights.
• Fluency in English is a must.
• Excellent written and verbal communication skills for preparing reports, presenting findings, and collaborating with diverse stakeholders.
• Proficiency in using compliance management software and tools.
• Ability to work independently, prioritize tasks, and manage multiple projects simultaneously.
• High ethical standards and a commitment to maintaining confidentiality.
• Strong interpersonal skills to effectively collaborate with colleagues at all levels of the organization.

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock.
• Annual Performance Bonus: Your hard work doesn't go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we've got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.

1. Overseeing the Bank’s Compliance Management System (CMS), working with other bank departments to ensure the Bank is in compliance with all regulatory agencies.
2. Formulating applicable risk assessments and oversight regarding applicable reviews. This includes making recommendations on an ongoing basis to strengthen policies and procedures associated with the CMS.
3. Monitoring the ongoing landscape of legislative and regulatory changes, as well as emerging risks affecting the Bank’s compliance program.
4. Assisting in the assessment of risk and the need for potential changes to policies and procedures for various departments.
5. Working closely with regulators and auditors in preparing for external audits and examinations.
6. Developing, managing, tracking, and conducting applicable regulatory training for employees.
7. Managing the Community Reinvestment Act.
8. Monitoring the Bank’s Fair Lending processes.
9. Overseeing the Flood Insurance Act compliance functions.
10. Monitoring and reviewing all HMDA/CRA (Small Business) related processes and data reporting requirements.
11. Implementing and managing Section 1071 compliance.
12. Reviewing and giving feedback on product development and marketing materials.
13. Serving as the primary contact for compliance related questions for all Bank departments and staff.

Position Requirements:

1. Bachelor's degree in finance, business administration, law, or a related field.
2. Five years of experience in banking compliance, regulatory compliance, or a related field.
3. In-depth knowledge of federal and state banking regulations (e.g., BSA/AML, Reg Z, RESPA, HMDA).
4. Familiarity with fair lending practices and data collection/reporting requirements.
5. Strong analytical and problem-solving skills.
6. Excellent communication and interpersonal skills.
7. Ability to develop and implement compliance programs and conduct compliance training.
8. Proficiency in compliance management software and other relevant tools.

Compliance Officer – Mercato Italiano (Ibrido – Milano, Italia)

Sede: Modalità ibrida – Milano (con presenza parziale in ufficio)

Settore: Servizi Finanziari / Piattaforme di Trading

Sto collaborando con una piattaforma di trading globale, innovativa e in rapida espansione, premiata per la qualità dei suoi prodotti tecnologici e per l’eccellente esperienza utente. Nell’ambito del suo sviluppo in Europa, l’azienda sta rafforzando la propria funzione di compliance per supportare le attività nel mercato italiano.

Siamo alla ricerca di un/una Compliance Officer con esperienza per supportare le operazioni della filiale italiana e i servizi transfrontalieri, garantendo la piena conformità alla normativa locale e agli standard del gruppo. Il ruolo offre un'elevata visibilità su progetti strategici e una partecipazione attiva alle dinamiche regolamentari in un contesto internazionale dinamico.

Responsabilità principali:

• Garantire che le attività in Italia—sia tramite filiale che in modalità transfrontaliera—siano conformi alla normativa locale e alle politiche di compliance del gruppo.
• Fornire consulenza normativa per nuovi prodotti, servizi e progetti di espansione.
• Monitorare l’evoluzione della normativa italiana e supportare l’implementazione dei cambiamenti necessari.
• Contribuire alle valutazioni dei rischi di compliance e alla definizione dei controlli di secondo livello.
• Collaborare con il management e i team operativi, fornendo supporto su tematiche regolamentari legate all’attività di intermediazione.
• Redigere pareri legali o interpretazioni normative in materia di compliance.
• Supportare la revisione e la redazione di contratti con clienti retail e istituzionali, nonché accordi con partner strategici (es. distribuzione, collocamento, riservatezza), nel rispetto delle normative vigenti.

Profilo richiesto:

• Laurea in Giurisprudenza, Economia, Finanza o discipline affini.
• Almeno 3 anni di esperienza in un ruolo di compliance nel settore del trading, dei servizi finanziari o presso una società di consulenza specializzata.
• Ottima conoscenza della regolamentazione finanziaria italiana e delle aspettative delle autorità di vigilanza.
• Solide capacità analitiche e interpretative in ambito normativo.
• Padronanza fluente dell’italiano e dell’inglese , sia scritto che parlato.
• Attitudine all’autonomia operativa in un contesto di lavoro da remoto.
• Gradita esperienza in contesti internazionali o regolamentati multi-giurisdizione.
• Retribuzione competitiva + bonus annuale di performance
• Modalità di lavoro flessibile (ibrida o full remote da qualsiasi Paese UE)
• Fino a 30 giorni/anno di lavoro da remoto dall’estero
• Pacchetto welfare completo , inclusi benefit sanitari e previdenziali
• Politica di ferie generosa + giornate retribuite per attività di volontariato
• Percorso di crescita rapido in un’azienda in forte espansione
• Ambiente di lavoro inclusivo, collaborativo e orientato all’innovazione

1. Overseeing the Bank’s Compliance Management System (CMS), working with other bank departments to ensure the Bank is in compliance with all regulatory agencies.
2. Formulating applicable risk assessments and oversight regarding applicable reviews. This includes making recommendations on an ongoing basis to strengthen policies and procedures associated with the CMS.
3. Monitoring the ongoing landscape of legislative and regulatory changes, as well as emerging risks affecting the Bank’s compliance program.
4. Assisting in the assessment of risk and the need for potential changes to policies and procedures for various departments.
5. Working closely with regulators and auditors in preparing for external audits and examinations.
6. Developing, managing, tracking, and conducting applicable regulatory training for employees.
7. Managing the Community Reinvestment Act.
8. Monitoring of the Bank’s Fair Lending processes.
9. Overseeing of the Flood Insurance Act compliance functions.
10. Monitoring and reviewing of all HMDA/CRA (Small Business) related processes and data reporting requirements.
11. Implementing and managing Section 1071 compliance.
12. Reviewing and giving feedback on product development and marketing materials.
13. Serve as the primary contact for compliance-related questions for all Bank departments and staff.

Position Requirements:

1. Bachelor's degree in finance, business administration, law, or a related field.
2. Five years of experience in banking compliance, regulatory compliance, or a related field.
3. In-depth knowledge of federal and state banking regulations (e.g., BSA/AML, Reg Z, RESPA, HMDA).
4. Familiarity with fair lending practices and data collection/reporting requirements.
5. Strong analytical and problem-solving skills.
6. Excellent communication and interpersonal skills.
7. Ability to develop and implement compliance programs and conduct compliance training.
8. Proficiency in compliance management software and other relevant tools.

The Compliance Office within Group Function (GF) Legal Affairs & Compliance develops and maintains Ericsson’s ethics and compliance program. It supports compliance teams in Market Areas and operational units, overseeing the execution of the program across all entities within these regions.

(Specify Location)

• Support Ericsson’s Third-Party Management program
• Lead due diligence activities on third parties, including reviewing assessments
• Identify red flags, propose mitigation measures, and draft related reports
• Perform third-party compliance risk assessments and ongoing monitoring
• Support Business Partner Review Boards (BPRBs) at Group and Market levels
• Present reports to BPRBs or to Heads of Market Area Compliance
• Act as an assigned liaison when needed
• Manage internal and external stakeholders regarding compliance demands
• Lead external providers such as external counsel and due diligence providers
• Coordinate and respond to feedback from partners involved in TPM processes
• Collect and assess due diligence material including questionnaires, research, and external reports
• Conduct interviews with global organizations as part of compliance verification
• Participate in onsite third-party audits
• Draft compliance-related reports
• Contribute to risk mitigation strategies and internal control systems
• Ensure accurate documentation of risk assessments and mitigation plans
• Conduct transaction monitoring and testing as directed
• Maintain understanding of business activities, laws, and regulations
• Conduct training on TPM processes and third-party risks; provide updates to leadership and compliance teams
• Perform other assigned activities

• University degree relevant to compliance
• Proficiency in English; second language is a plus
• 6-8 years of experience in compliance, legal, audit, consulting, or corporate intelligence
• Experience with third-party due diligence services is advantageous
• Experience in drafting risk assessments and compliance reports
• Experience with monitorships is preferable
• International experience and cultural awareness are beneficial
• Independent, goal-oriented, and systematic work approach
• High integrity aligned with Ericsson values of respect, professionalism, and perseverance
• Empathetic listener
• Excellent communication skills, capable of engaging with senior management

At Ericsson, you'll have the opportunity to use your skills and imagination to push boundaries, build innovative solutions, and tackle some of the world's toughest problems. Join a diverse team of innovators committed to advancing beyond the status quo.

Click here to learn about our typical hiring process.

(Specify Location)